Principal Operations Officer · Rockefeller Capital Management
Mark David Alexander
CRD 2202934 · Named on Form ADV at one SEC-registered adviser
At a glance
Rockefeller Capital Management, an SEC-registered broker-dealer firm based in New York, NY with $99.6 billion in regulatory assets, lists Mark David Alexander on its Form ADV as Principal Operations Officer, a control person.
Firms and roles
- Rockefeller Capital ManagementPrincipal Operations OfficerBroker-dealer firm · New York, NY · $100B in regulatory assets
AtlasMembers
Mark’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Deirdre M. PattenPrincipal Financial Officer, Rockefeller Capital Management
- Rizwan Mohammad MirzaChief Compliance Officer, Rockefeller Capital Management
- Edmond Nicholas MoriartyCo-Chief Executive Officer, Rockefeller Capital Management
- Michael Wayne OutlawCo-Chief Executive Officer, Rockefeller Capital Management
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Mark’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.