Wealth manager, independent · Seattle, WA
Freestone Capital Management, LLC
SEC-registered investment adviser · CRD 145711 · SEC 801-69073
At a glance
Freestone Capital Management, LLC is an SEC-registered investment adviser based in Seattle, Washington, with $15B in regulatory assets under management as of its Form ADV filed June 29, 2026. It reports 2,906 individual clients, 1,337 of them high-net-worth, holding an average of about $3.9 million each, and 120 employees. That ranks it 65th among the nation’s 5,657 independent wealth management RIAs and 2nd of 158 in Washington. It reports Charles Schwab as the custodian for its clients’ separately managed accounts.
Main office 206-707-7300freestonecapital.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $15B
- Rank among independent wealth managers
- #65 of 5,657
- Rank among all SEC RIAs
- #1,060 of 17,210
- Rank in Washington
- #2 of 158
- Individual clients
- 2,906
- High-net-worth clients
- 1,337
- Accounts
- 4,494
- Discretionary
- 69% of AUM
- Employees
- 120
- Advisory staff
- 46
- Offices
- 5
Owners and executives on its Form ADV
- Gary I. FurukawaManager / Chief Investment Officer
- Erik K. MorganManager / Managing Partner
- Jennifer M. MorelandChief Financial Officer
- George P. ChangGeneral Counsel
- Jessica M. RodriguezChief Compliance Officer
- Matthew A. TigertManaging Director Advisory Operations
Custody and brokerage
Broker-dealer
No broker-dealer ties
Freestone Capital Management, LLC reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 1,337 | $8.4B | 58% |
| Individuals | 1,569 | $2.9B | 20% |
| Pooled investment vehicles | 16 | $2.6B | 18% |
| Corporations or other businesses | 33 | $472M | 3% |
| Charitable organizations | 13 | $75M | <1% |
| Pension and profit sharing plans | 26 | $70M | <1% |
Private funds
Freestone Capital Management, LLC reports 14 private funds with $1.5B in gross assets: hedge funds (Form ADV Item 7.B).
Disciplinary disclosures
Freestone Capital Management, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for pooled investment vehicles
- Selecting other advisers
- Educational seminars and workshops
How it’s paid
- A percentage of assets under management
- Fixed fees
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗freestonecapital.com ↗
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Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 297 peers of its type and size
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- 6 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in Washington
All of Washington →| Firm | Regulatory AUM | Clients |
|---|---|---|
| Brighton Jones LLCSeattle | $19B | 3,585 |
| Coldstream Wealth ManagementBellevue | $14B | 4,199 |
| LNWSeattle | $12B | 1,079 |
| Badgley Phelps Wealth ManagersSeattle | $7.3B | 1,282 |
| Evergreen Capital Management LLCBellevue | $7.2B | 1,121 |
| Threadline WealthBellevue | $5.8B | 1,169 |
Compare Freestone Capital Management, LLC with
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- Freestone Capital Management, LLC vs Aptus Capital Advisors, LLC $14B · Fairhope, AL
- Freestone Capital Management, LLC vs Circle Wealth Management, LLC $14B · Summit, NJ
- Freestone Capital Management, LLC vs Coldstream Wealth Management $14B · Bellevue, WA
Background
Questions
How much does Freestone Capital Management, LLC manage?
Freestone Capital Management, LLC reports $15B in regulatory assets under management across 4,494 accounts, 69% of it on a discretionary basis, on its Form ADV filed June 29, 2026.
How many clients does Freestone Capital Management, LLC have?
It reports 2,906 individual clients: 1,337 high-net-worth individuals and 1,569 other individuals. Individuals account for about 78% of its regulatory assets.
Where is Freestone Capital Management, LLC headquartered?
Its main office is in Seattle, Washington. It reports 5 offices in total and 120 employees, 46 of whom perform investment advisory functions.
How does Freestone Capital Management, LLC charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; fixed fees; performance-based fees. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does Freestone Capital Management, LLC use?
It reports Charles Schwab as the custodian for its clients’ separately managed accounts. On Schedule D of its Form ADV filed June 29, 2026, it reports these amounts held: Charles Schwab ($11B). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is Freestone Capital Management, LLC a hybrid RIA with a broker-dealer?
Freestone Capital Management, LLC reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Is Freestone Capital Management, LLC a fiduciary?
As an SEC-registered investment adviser, Freestone Capital Management, LLC owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. It reports no employees who are registered representatives of a broker-dealer.
Where these numbers come from
Every figure is Freestone Capital Management, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-06-29), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →