Private fund adviser · Hong Kong, China
DWS Investments Hong Kong Limited
SEC-registered investment adviser · CRD 139666 · SEC 801-66285
At a glance
DWS Investments Hong Kong Limited is an SEC-registered investment adviser based in Hong Kong, China, with $5.1 billion in regulatory assets under management as of its Form ADV filed September 14, 2026. Its largest client group by assets is pooled investment vehicles. By Form ADV it is a private fund adviser, ranked 972nd of 4,686 private fund advisers and 2,066th of 17,210 SEC-registered advisers by assets.
Main office +85222038888dws.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $5.1B
- Rank among private fund advisers
- #972 of 4,686
- Rank among all SEC RIAs
- #2,066 of 17,210
- Clients
- 11
- Accounts
- 10
- Discretionary
- 100% of AUM
- Employees
- 62
- Advisory staff
- 17
- Offices
- 1
Owners and executives on its Form ADV
- Elke Schoeppl-JostDirector / Regional Investment Head Apac
- Susanna N. WongRegional Head of Legal Apac
- Simon J. MurfinDirector / Chief Operating Officer Apac
- Chun Mui J. WongChief Compliance Officer / Regional Head of AFC & Compliance Apac
- Wendy W. LokDirector / Chief Operating Officer Hong Kong
- Vanessa WangDirector / Head of Client Coverage, Apac / Regional Head of Asia Pacific
- Lorraine Lay Hoon TohDirector
Custody and brokerage
Broker-dealer
Affiliated broker-dealer
It names affiliated broker-dealers: Deutsche Bank AG, Deutsche Bank Securities Inc. and Deutsche Securities Asia Limited.
- Deutsche Bank AG
- Deutsche Bank Securities Inc. ↗CRD 2525
- Deutsche Securities Asia Limited
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 9 | $4.7B | 92% |
| Insurance companies | 2 | $424M | 8% |
Disciplinary disclosures
DWS Investments Hong Kong Limited answers yes to 139 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗dws.com ↗
AtlasMembers
The full record on DWS Investments Hong Kong Limited
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
- Locked
- Growth over one, three and five years
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- Rank against 1,359 peers of its type and size
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- Owners and executives, with titles and stakes
- 7 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does DWS Investments Hong Kong Limited manage?
DWS Investments Hong Kong Limited reports $5.1 billion in regulatory assets under management across 10 accounts, 100% of it on a discretionary basis, on its Form ADV filed September 14, 2026.
What kind of firm is DWS Investments Hong Kong Limited?
DWS Investments Hong Kong Limited is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets. It reports a bank or thrift among its related persons. A public reporting company controls it.
Who are DWS Investments Hong Kong Limited’s clients?
By assets, its largest client types are pooled investment vehicles ($4.7 billion, 9 clients); insurance companies ($424 million, 2 clients).
Does DWS Investments Hong Kong Limited have any disciplinary history?
DWS Investments Hong Kong Limited answers yes to 139 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is DWS Investments Hong Kong Limited’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-14), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →