Director / Chief Operating Officer Apac · DWS Investments Hong Kong Limited
Simon J. Murfin
CRD 6994449 · Named on Form ADV at 2 SEC-registered advisers
At a glance
DWS Investments Hong Kong Limited, an SEC-registered private fund adviser based in Hong Kong, China with $5.1 billion in regulatory assets, lists Simon J. Murfin on its Form ADV as Director / Chief Operating Officer Apac, a control person. The SEC filings also name Simon at 1 other registered adviser.
Firms and roles
- DWS Investments Hong Kong LimitedDirector / Chief Operating Officer ApacPrivate fund adviser · Hong Kong, China · $5.1B in regulatory assets
- DWS Investments Australia LimitedDirectorPrivate fund adviser · Sydney, Australia · $1.9B in regulatory assets
AtlasMembers
Simon’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (11)
- Elke Schoeppl-JostDirector / Regional Investment Head Apac, DWS Investments Hong Kong Limited
- Susanna N. WongRegional Head of Legal Apac, DWS Investments Hong Kong Limited
- Chun Mui J. WongChief Compliance Officer / Regional Head of AFC & Compliance Apac, DWS Investments Hong Kong Limited
- Wendy W. LokDirector / Chief Operating Officer Hong Kong, DWS Investments Hong Kong Limited
- Vanessa WangDirector / Head of Client Coverage, Apac / Regional Head of Asia Pacific, DWS Investments Hong Kong Limited
6 more people named with Simon on the same filings, with titles and firms. Free in Atlas with a free account.
See all 11 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Simon’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.