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Director / Chief Operating Officer Hong Kong · DWS Investments Hong Kong Limited

Wendy W. Lok

CRD 4130327 · Named on Form ADV at one SEC-registered adviser

At a glance

DWS Investments Hong Kong Limited, an SEC-registered private fund adviser based in Hong Kong, China with $5.1 billion in regulatory assets, lists Wendy W. Lok on its Form ADV as Director / Chief Operating Officer Hong Kong, a control person.

Firms and roles

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Wendy’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (6)

  • Elke Schoeppl-JostDirector / Regional Investment Head Apac, DWS Investments Hong Kong Limited
  • Susanna N. WongRegional Head of Legal Apac, DWS Investments Hong Kong Limited
  • Simon J. MurfinDirector / Chief Operating Officer Apac, DWS Investments Hong Kong Limited
  • Chun Mui J. WongChief Compliance Officer / Regional Head of AFC & Compliance Apac, DWS Investments Hong Kong Limited
  • Vanessa WangDirector / Head of Client Coverage, Apac / Regional Head of Asia Pacific, DWS Investments Hong Kong Limited

1 more person named with Wendy on the same filings, with titles and firms. Free in Atlas with a free account.

See all 6 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Wendy’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.