Asset manager · New York, NY
Cantor Fitzgerald Investment Advisors
Cantor Fitzgerald Investment Advisors, L.P. · SEC-registered investment adviser · CRD 159296 · SEC 801-72852
At a glance
Cantor Fitzgerald Investment Advisors is an SEC-registered investment adviser based in New York, New York, with $3.2 billion in regulatory assets under management as of its Form ADV filed July 15, 2026. Its largest client group by assets is investment companies, and it reports 1,217 individual clients. By Form ADV it is a asset manager, ranked 851st of 3,218 asset managers and 2,704th of 17,210 SEC-registered advisers by assets.
Main office 212-915-1722cantor.comAs filed on Form ADV
- Regulatory AUM
- $3.2B
- Rank among asset managers
- #851 of 3,218
- Rank among all SEC RIAs
- #2,704 of 17,210
- Rank in New York
- #670 of 2,591
- Individual clients
- 1,217
- High-net-worth clients
- 625
- Accounts
- 1,302
- Discretionary
- 100% of AUM
- Employees
- 35
- Advisory staff
- 7
- Offices
- 3
Owners and executives on its Form ADV
- Walter D. KarleChief Compliance Officer
- John T. BrucePortfolio Manager and SR Managing Director
- William J. FerriGlobal Head of Asset Management
- John D. BrimCo-Chief Investment Officer
- Christopher A. MilnerCo-Chief Investment Officer
- Adam M. BrajerGeneral Counsel and Secretary
- Danny H SalinasChief Financial Officer
- Glenn AmbachPortfolio Manager
Custody and brokerage
Broker-dealer
Hybrid RIA
Cantor Fitzgerald Investment Advisors is a hybrid RIA: 24 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: Cantor Fitzgerald & Co..
- Cantor Fitzgerald & Co. ↗CRD 134
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Investment companies | 6 | $1.7B | 52% |
| High-net-worth individuals | 625 | $1.1B | 35% |
| Individuals | 592 | $188M | 6% |
| Pooled investment vehicles | 3 | $115M | 4% |
| Corporations or other businesses | 24 | $47M | 1% |
| Charitable organizations | 35 | $46M | 1% |
| Pension and profit sharing plans | 10 | $22M | <1% |
Private funds
Cantor Fitzgerald Investment Advisors reports 2 private funds with $26M in gross assets: real estate funds, other private funds (Form ADV Item 7.B).
Disciplinary disclosures
Cantor Fitzgerald Investment Advisors answers yes to 4 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
- Performance-based fees
- Other
Form ADV and brochures on the SEC’s adviser search ↗cantor.com ↗
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The full record on Cantor Fitzgerald Investment Advisors
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 790 peers of its type and size
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- Owners and executives, with titles and stakes
- 8 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Background
Questions
How much does Cantor Fitzgerald Investment Advisors manage?
Cantor Fitzgerald Investment Advisors reports $3.2 billion in regulatory assets under management across 1,302 accounts, 100% of it on a discretionary basis, on its Form ADV filed July 15, 2026.
What kind of firm is Cantor Fitzgerald Investment Advisors?
Cantor Fitzgerald Investment Advisors is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Cantor Fitzgerald Investment Advisors’s clients?
By assets, its largest client types are investment companies ($1.7 billion, 6 clients); high-net-worth individuals ($1.1 billion, 625 clients); individuals ($188 million, 592 clients).
Does Cantor Fitzgerald Investment Advisors manage private funds?
Yes. It reports 2 private funds with $26 million in gross assets, including real estate funds, other private funds.
Does Cantor Fitzgerald Investment Advisors have any disciplinary history?
Cantor Fitzgerald Investment Advisors answers yes to 4 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Cantor Fitzgerald Investment Advisors’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-07-15), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →