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Chief Compliance Officer · Cantor Fitzgerald Investment Advisors

Walter D. Karle

CRD 5782922 · Named on Form ADV at 3 SEC-registered advisers

At a glance

Cantor Fitzgerald Investment Advisors, an SEC-registered asset manager based in New York, NY with $3.2 billion in regulatory assets, lists Walter D. Karle on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name Walter at 2 other registered advisers.

Firms and roles

AtlasMembers

Walter’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
3 firmsLocked
Control-person status
3 firmsLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (10)

  • John T. BrucePortfolio Manager and SR Managing Director, Cantor Fitzgerald Investment Advisors
  • William J. FerriGlobal Head of Asset Management, Cantor Fitzgerald Investment Advisors
  • John D. BrimCo-Chief Investment Officer, Cantor Fitzgerald Investment Advisors
  • Christopher A. MilnerCo-Chief Investment Officer, Cantor Fitzgerald Investment Advisors
  • Adam M. BrajerGeneral Counsel and Secretary, Cantor Fitzgerald Investment Advisors

5 more people named with Walter on the same filings, with titles and firms. Free in Atlas with a free account.

See all 10 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Walter’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.