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President and Chief Investment Officer · Smith Group Asset Management, LLC

John D. Brim

CRD 2933011 · Named on Form ADV at 3 SEC-registered advisers

At a glance

Smith Group Asset Management, LLC, an SEC-registered wealth manager based in Dallas, TX with $1.4 billion in regulatory assets, lists John D. Brim on its Form ADV as President and Chief Investment Officer, a control person. The SEC filings also name John at 2 other registered advisers.

Firms and roles

AtlasMembers

John’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
3 firmsLocked
Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (10)

  • Kenneth M. PaulsonChief Financial Officer, Smith Group Asset Management, LLC
  • William J. FerriGlobal Head of Asset Management, Smith Group Asset Management, LLC
  • Walter D. KarleChief Compliance Officer, Smith Group Asset Management, LLC
  • Adam M. BrajerGeneral Counsel and Secretary, Smith Group Asset Management, LLC
  • John T. BrucePortfolio Manager and SR Managing Director, Cantor Fitzgerald Investment Advisors

5 more people named with John on the same filings, with titles and firms. Free in Atlas with a free account.

See all 10 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For John’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.