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Financial ADVSR advisor directory · SEC adviser records

LPL Financial LLC financial advisors in Sturgeon Bay, WI

Every SEC-registered investment adviser representative at a LPL Financial LLC office in Sturgeon Bay, A to Z.

The short answer

3 registered advisors work at LPL Financial LLC in Sturgeon Bay, out of 21,094 at the firm nationwide; it ranks number 3 in the city by advisors. 2 list the CFP designation and 3 are also registered broker representatives.

LPL Financial LLC advisors in Sturgeon Bay, A to Z

Every LPL Financial LLC advisor →

LPL Financial LLC advisors in every city and state →LPL Financial LLC: assets, clients and custodians →LPL Financial news and advisor moves →LPL Financial LLC payout grid vs. other firms →Advisor Moves: who changed firms this week →

LPL Financial LLC advisors in other cities

San Diego, CA 743Fort Mill, SC 408Houston, TX 130Charlotte, NC 114Austin, TX 112Scottsdale, AZ 109Chicago, IL 100Las Vegas, NV 89Tampa, FL 89Seattle, WA 80Fresno, CA 79Honolulu, HI 77San Antonio, TX 77Dallas, TX 76Atlanta, GA 70

Other firms in Sturgeon Bay

All Sturgeon Bay advisors →

RBC Capital Markets, LLC 5Edward Jones 3State Farm Investment Management Corp. 3

Questions

How many financial advisors does LPL Financial LLC have in Sturgeon Bay?

3 investment adviser representatives are registered at LPL Financial LLC offices in Sturgeon Bay, Wisconsin, according to the SEC's Investment Adviser Public Disclosure records, out of 21,094 nationwide. 2 list the CFP designation and 3 are also registered as broker representatives.

Is LPL Financial LLC one of the largest advisor employers in Sturgeon Bay?

LPL Financial LLC ranks number 3 in Sturgeon Bay by registered advisors; RBC Capital Markets, LLC has the most, with 5.

How do I check a LPL Financial LLC advisor in Sturgeon Bay?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the LPL Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.