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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Spencer, WV

Every SEC-registered investment adviser representative at a firm office in Spencer, with the firms that employ the most of them.

3 registered advisors work in Spencer; the most are at Cetera Investment Advisers LLC (1). 1 list the CFP designation and 2 are also registered broker representatives.

Firms with the most advisors in Spencer

FirmAdvisors in Spencer
Cetera Investment Advisers LLC news1
State Farm Investment Management Corp.1
Vicus Capital, Inc.1

Advisors in Spencer, A to Z

CFP advisors in Spencer →

Other cities in West Virginia

All of West Virginia →

Charleston 142Wheeling 89Huntington 62Morgantown 55Parkersburg 43Bridgeport 34Martinsburg 30Beckley 27Hurricane 26Vienna 21Barboursville 17Fairmont 17South Charleston 15Clarksburg 13Elkins 9Shepherdstown 8Berkeley Springs 7Bluefield 7Buckhannon 7Charles Town 7Weirton 7Lewisburg 6Charleston - Northgate 5Princeton 5

Questions

How many financial advisors are in Spencer, WV?

3 investment adviser representatives are registered at firm offices in Spencer, West Virginia, according to the SEC's Investment Adviser Public Disclosure records. 2 of them are also registered as broker representatives, and 1 list the CFP designation.

Which firm has the most financial advisors in Spencer?

Cetera Investment Advisers LLC, with 1 registered advisors in Spencer, followed by State Farm Investment Management Corp. with 1.

How do I check a financial advisor in Spencer?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.