Financial ADVSR advisor directory · SEC adviser records

Spectrum Advisors, Inc. financial advisors in Plano, TX

Every SEC-registered investment adviser representative at a Spectrum Advisors, Inc. office in Plano, A to Z.

5 registered advisors work at Spectrum Advisors, Inc. in Plano, out of 5 at the firm nationwide; it ranks number 42 in the city by advisors. 2 list the CFP designation and 0 are also registered broker representatives.

Spectrum Advisors, Inc. advisors in Plano, A to Z

Every Spectrum Advisors, Inc. advisor →

David R. FaulknerCertified Financial Planner
Elise M. HendersonInvestment adviser rep
Karina R. KingmanInvestment adviser rep
Nicholas P. LehmanInvestment adviser rep
Jon M. ReppertCertified Financial Planner

Spectrum Advisors, Inc. advisors in every city and state →Spectrum Advisors, Inc.: assets, clients and custodians →Advisor Moves: who changed firms this week →

Other firms in Plano

All Plano advisors →

Fisher Investments 1,880 Vanguard Advisers, Inc. 230 J.P. Morgan Securities LLC 212 Strategic Advisers LLC 50 UBS Financial Services Inc. 49 Ameriprise Financial Services, LLC 48 Morgan Stanley 39 Edward Jones 31 Transamerica Financial Advisors, LLC 31 LPL Financial LLC 29 Charles Schwab & Co., Inc. 27 LPL Enterprise, LLC 27

Questions

How many financial advisors does Spectrum Advisors, Inc. have in Plano?

5 investment adviser representatives are registered at Spectrum Advisors, Inc. offices in Plano, Texas, according to the SEC's Investment Adviser Public Disclosure records, out of 5 nationwide. 2 list the CFP designation and 0 are also registered as broker representatives.

Is Spectrum Advisors, Inc. one of the largest advisor employers in Plano?

Spectrum Advisors, Inc. ranks number 42 in Plano by registered advisors; Fisher Investments has the most, with 1,880.

How do I check a Spectrum Advisors, Inc. advisor in Plano?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Spectrum Advisors, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.