Financial ADVSR advisor directory · SEC adviser records
D.A. Davidson & Co. financial advisors in Austin, TX
Every SEC-registered investment adviser representative at a D.A. Davidson & Co. office in Austin, A to Z.
6 registered advisors work at D.A. Davidson & Co. in Austin, out of 664 at the firm nationwide; it ranks number 81 in the city by advisors. 0 list the CFP designation and 6 are also registered broker representatives.
D.A. Davidson & Co. advisors in Austin, A to Z
Every D.A. Davidson & Co. advisor →- Karen L. CaulfieldAlso a broker rep
- Thomas W. DarilekAlso a broker rep
- Gene P. Dickey Jr.Also a broker rep
- Sean P. HegartyCertified Financial Planner · Also a broker rep
- Emma P. MeloneAlso a broker rep
- James F. WoodcockAlso a broker rep
D.A. Davidson & Co. advisors in every city and state →D.A. Davidson & Co.: assets, clients and custodians →Advisor Moves: who changed firms this week →
D.A. Davidson & Co. advisors in other cities
Seattle, WA 54Great Falls, MT 35Bozeman, MT 28Omaha, NE 28Spokane, WA 19Lincoln, NE 18Missoula, MT 17Bellevue, WA 16Medford, OR 15Roseville, CA 15Boise, ID 14Helena, MT 14Kalispell, MT 14Lake Oswego, OR 14Coeur D'Alene, ID 12
Other firms in Austin
All Austin advisors →Kestra Advisory Services, LLC 452Dimensional Fund Advisors LP 221Charles Schwab & Co., Inc. 208Merrill Lynch, Pierce, Fenner & Smith Incorporated 129J.P. Morgan Securities LLC 118LPL Financial LLC 116Morgan Stanley 11049 Financial 99Wells Fargo Clearing Services, LLC 99Strategic Advisers LLC 89Edward Jones 77Kestra Private Wealth Services, LLC 77
Questions
How many financial advisors does D.A. Davidson & Co. have in Austin?
6 investment adviser representatives are registered at D.A. Davidson & Co. offices in Austin, Texas, according to the SEC's Investment Adviser Public Disclosure records, out of 664 nationwide. 0 list the CFP designation and 6 are also registered as broker representatives.
Is D.A. Davidson & Co. one of the largest advisor employers in Austin?
D.A. Davidson & Co. ranks number 81 in Austin by registered advisors; Kestra Advisory Services, LLC has the most, with 452.
How do I check a D.A. Davidson & Co. advisor in Austin?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the D.A. Davidson & Co. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.