Financial ADVSR advisor directory · SEC adviser records
Northwestern Mutual Investment Services, LLC financial advisors in Oklahoma City, OK
Every SEC-registered investment adviser representative at a Northwestern Mutual Investment Services, LLC office in Oklahoma City, A to Z.
The short answer
7 registered advisors work at Northwestern Mutual Investment Services, LLC in Oklahoma City, out of 1,946 at the firm nationwide; it ranks number 26 in the city by advisors. 0 list the CFP designation and 7 are also registered broker representatives.
Northwestern Mutual Investment Services, LLC advisors in Oklahoma City, A to Z
Every Northwestern Mutual Investment Services, LLC advisor →- James K. BairdAlso a broker rep
- Larnce D. HicksChartered Financial Consultant · Also a broker rep
- Shannon I. HotteAlso a broker rep
- David L. HoustonAlso a broker rep
- Derek PattersonAlso a broker rep
- Christopher J. RobbinsAlso a broker rep
- Michael A. SearockAlso a broker rep
Northwestern Mutual Investment Services, LLC advisors in every city and state →Northwestern Mutual Investment Services, LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →
Northwestern Mutual Investment Services, LLC advisors in other cities
Milwaukee, WI 112New York, NY 53Atlanta, GA 41Indianapolis, IN 32Chicago, IL 29Pittsburgh, PA 29Albany, NY 26Houston, TX 24Saint Louis, MO 24Irvine, CA 23Cincinnati, OH 22Raleigh, NC 22Tampa, FL 21Nashville, TN 20W Des Moines, IA 18
Other firms in Oklahoma City
All Oklahoma City advisors →Morgan Stanley 44Merrill Lynch, Pierce, Fenner & Smith Incorporated 31Bok Financial Securities, Inc. 27Osaic Wealth, Inc. 26LPL Financial LLC 24Edward Jones 23MML Investors Services, LLC 22Wells Fargo Clearing Services, LLC 20Cetera Investment Advisers LLC 17Raymond James & Associates, Inc. 17Plan Group Financial, Inc. 13Equitable Advisors, LLC 12
Questions
How many financial advisors does Northwestern Mutual Investment Services, LLC have in Oklahoma City?
7 investment adviser representatives are registered at Northwestern Mutual Investment Services, LLC offices in Oklahoma City, Oklahoma, according to the SEC's Investment Adviser Public Disclosure records, out of 1,946 nationwide. 0 list the CFP designation and 7 are also registered as broker representatives.
Is Northwestern Mutual Investment Services, LLC one of the largest advisor employers in Oklahoma City?
Northwestern Mutual Investment Services, LLC ranks number 26 in Oklahoma City by registered advisors; Morgan Stanley has the most, with 44.
How do I check a Northwestern Mutual Investment Services, LLC advisor in Oklahoma City?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Northwestern Mutual Investment Services, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.