Financial ADVSR advisor directory · SEC adviser records
Mariner financial advisors in Oklahoma City, OK
Every SEC-registered investment adviser representative at a Mariner office in Oklahoma City, A to Z.
The short answer
4 registered advisors work at Mariner in Oklahoma City, out of 941 at the firm nationwide; it ranks number 36 in the city by advisors. 2 list the CFP designation and 0 are also registered broker representatives.
Mariner advisors in Oklahoma City, A to Z
Every Mariner advisor →- John I. DumasCertified Financial Planner
- Jordan M. FlintonInvestment adviser rep
- Darrell Habben Jr.Certified Financial Planner
- Timothy M. SweeneyInvestment adviser rep
Mariner advisors in every city and state →Mariner: assets, clients and custodians →Mariner news and advisor moves →Advisor Moves: who changed firms this week →
Mariner advisors in other cities
Overland Park, KS 113New York, NY 48Cincinnati, OH 39Oakbrook Terrace, IL 27Los Angeles, CA 22Sarasota, FL 21Tulsa, OK 21Madison, NJ 19Manasquan, NJ 19Scottsdale, AZ 17Bellevue, WA 16Bloomington, MN 16Plano, TX 15Brentwood, MO 14Englewood, CO 14
Other firms in Oklahoma City
All Oklahoma City advisors →Morgan Stanley 44Merrill Lynch, Pierce, Fenner & Smith Incorporated 31Bok Financial Securities, Inc. 27Osaic Wealth, Inc. 26LPL Financial LLC 24Edward Jones 23MML Investors Services, LLC 22Wells Fargo Clearing Services, LLC 20Cetera Investment Advisers LLC 17Raymond James & Associates, Inc. 17Plan Group Financial, Inc. 13Equitable Advisors, LLC 12
Questions
How many financial advisors does Mariner have in Oklahoma City?
4 investment adviser representatives are registered at Mariner offices in Oklahoma City, Oklahoma, according to the SEC's Investment Adviser Public Disclosure records, out of 941 nationwide. 2 list the CFP designation and 0 are also registered as broker representatives.
Is Mariner one of the largest advisor employers in Oklahoma City?
Mariner ranks number 36 in Oklahoma City by registered advisors; Morgan Stanley has the most, with 44.
How do I check a Mariner advisor in Oklahoma City?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Mariner office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.