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Financial ADVSR advisor directory · SEC adviser records

Penfacs Financial Services financial advisors in Southborough, MA

Every SEC-registered investment adviser representative at a Penfacs Financial Services office in Southborough, A to Z.

The short answer

3 registered advisors work at Penfacs Financial Services in Southborough, out of 3 at the firm nationwide; it ranks number 5 in the city by advisors. 1 list the CFP designation and 1 are also registered broker representatives.

Penfacs Financial Services advisors in Southborough, A to Z

Every Penfacs Financial Services advisor →

Penfacs Financial Services advisors in every city and state →Advisor Moves: who changed firms this week →

Other firms in Southborough

All Southborough advisors →

LPL Enterprise, LLC 10MML Investors Services, LLC 10Commonwealth Financial Network 6Livelife Capital Partners LLC 3

Questions

How many financial advisors does Penfacs Financial Services have in Southborough?

3 investment adviser representatives are registered at Penfacs Financial Services offices in Southborough, Massachusetts, according to the SEC's Investment Adviser Public Disclosure records, out of 3 nationwide. 1 list the CFP designation and 1 are also registered as broker representatives.

Is Penfacs Financial Services one of the largest advisor employers in Southborough?

Penfacs Financial Services ranks number 5 in Southborough by registered advisors; LPL Enterprise, LLC has the most, with 10.

How do I check a Penfacs Financial Services advisor in Southborough?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Penfacs Financial Services office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.