Financial ADVSR advisor directory · SEC adviser records
LPL Enterprise, LLC financial advisors in Rockville, MD
Every SEC-registered investment adviser representative at a LPL Enterprise, LLC office in Rockville, A to Z.
The short answer
3 registered advisors work at LPL Enterprise, LLC in Rockville, out of 2,870 at the firm nationwide; it ranks number 35 in the city by advisors. 0 list the CFP designation and 3 are also registered broker representatives.
LPL Enterprise, LLC advisors in Rockville, A to Z
Every LPL Enterprise, LLC advisor →- Russell A. BrookingAlso a broker rep
- Cole M. DraperAlso a broker rep
- Nicolas B. ThorntonAlso a broker rep
LPL Enterprise, LLC advisors in every city and state →LPL Enterprise, LLC: assets, clients and custodians →LPL Financial news and advisor moves →LPL Enterprise, LLC payout grid vs. other firms →Advisor Moves: who changed firms this week →
LPL Enterprise, LLC advisors in other cities
Bedminster, NJ 60Irvine, CA 59Troy, MI 55Indianapolis, IN 51Warrington, PA 45Holmdel, NJ 43Melville, NY 42Atlanta, GA 39St Louis, MO 37New York, NY 35Cockeysville, MD 34Tampa, FL 34Houston, TX 32San Diego, CA 31St Louis Park, MN 31
Other firms in Rockville
All Rockville advisors →LPL Financial LLC 41Morgan Stanley 31Citigroup Global Markets Inc. 21Raymond James Financial Services Advisors, Inc. 21Cetera Investment Advisers LLC 20RBC Capital Markets, LLC 20MML Investors Services, LLC 14Strategic Advisers LLC 11Cerity Partners LLC 10Truist Advisory Services, Inc. 9Apollon Wealth Management, LLC 8Atcap Partners, LLC 8
Questions
How many financial advisors does LPL Enterprise, LLC have in Rockville?
3 investment adviser representatives are registered at LPL Enterprise, LLC offices in Rockville, Maryland, according to the SEC's Investment Adviser Public Disclosure records, out of 2,870 nationwide. 0 list the CFP designation and 3 are also registered as broker representatives.
Is LPL Enterprise, LLC one of the largest advisor employers in Rockville?
LPL Enterprise, LLC ranks number 35 in Rockville by registered advisors; LPL Financial LLC has the most, with 41.
How do I check a LPL Enterprise, LLC advisor in Rockville?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the LPL Enterprise, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.