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Financial ADVSR advisor directory · SEC adviser records

Sera Capital Management, LLC financial advisors in Annapolis, MD

Every SEC-registered investment adviser representative at a Sera Capital Management, LLC office in Annapolis, A to Z.

The short answer

3 registered advisors work at Sera Capital Management, LLC in Annapolis, out of 4 at the firm nationwide; it ranks number 28 in the city by advisors. 0 list the CFP designation and 0 are also registered broker representatives.

Sera Capital Management, LLC advisors in Annapolis, A to Z

Every Sera Capital Management, LLC advisor →

Sera Capital Management, LLC advisors in every city and state →Sera Capital Management, LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →

Sera Capital Management, LLC advisors in other cities

Scottsdale, AZ 1

Other firms in Annapolis

All Annapolis advisors →

Merrill Lynch, Pierce, Fenner & Smith Incorporated 59RBC Capital Markets, LLC 35Morgan Stanley 33Ameriprise Financial Services, LLC 27LPL Financial LLC 25Wells Fargo Clearing Services, LLC 24Strategic Advisers LLC 14Wells Fargo Advisors Financial Network, LLC 13Scarborough Capital Management 12Cetera Investment Advisers LLC 10Mdrn Capital 9Raymond James & Associates, Inc. 9

Questions

How many financial advisors does Sera Capital Management, LLC have in Annapolis?

3 investment adviser representatives are registered at Sera Capital Management, LLC offices in Annapolis, Maryland, according to the SEC's Investment Adviser Public Disclosure records, out of 4 nationwide. 0 list the CFP designation and 0 are also registered as broker representatives.

Is Sera Capital Management, LLC one of the largest advisor employers in Annapolis?

Sera Capital Management, LLC ranks number 28 in Annapolis by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 59.

How do I check a Sera Capital Management, LLC advisor in Annapolis?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Sera Capital Management, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.