Investment adviser representative · Sera Capital Management, LLC
Roman G. Balogh
CRD 7320051 · Annapolis, MD
At a glance
Roman G. Balogh is an investment adviser representative with Sera Capital Management, LLC in Annapolis, MD, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Roman’s SEC record dates to 2025, about 1 years ago.
Current advisory firm
- Sera Capital Management, LLCSince January 2025Annapolis, MD · $114M in regulatory assets
SEC adviser record
- Registered since
- 2025 (1 years)
- Designations
- None on file
- Exams
- Series 65
- Registered in
- 1 state
- Also a broker representative
- No
- Disclosures on record
- None
AtlasMembers
Roman’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search.
More at Sera Capital Management, LLC
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