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Financial ADVSR advisor directory · SEC adviser records

Spectrum Financial Alliance, Ltd., L.L.C. financial advisors in Nicholasville, KY

Every SEC-registered investment adviser representative at a Spectrum Financial Alliance, Ltd., L.L.C. office in Nicholasville, A to Z.

The short answer

4 registered advisors work at Spectrum Financial Alliance, Ltd., L.L.C. in Nicholasville, out of 4 at the firm nationwide; it ranks number 2 in the city by advisors. 2 list the CFP designation and 0 are also registered broker representatives.

Spectrum Financial Alliance, Ltd., L.L.C. advisors in Nicholasville, A to Z

Every Spectrum Financial Alliance, Ltd., L.L.C. advisor →

Spectrum Financial Alliance, Ltd., L.L.C. advisors in every city and state →Spectrum Financial Alliance, Ltd., L.L.C.: assets, clients and custodians →Advisor Moves: who changed firms this week →

Other firms in Nicholasville

All Nicholasville advisors →

Edward Jones 6LPL Financial LLC 3State Farm Investment Management Corp. 3

Questions

How many financial advisors does Spectrum Financial Alliance, Ltd., L.L.C. have in Nicholasville?

4 investment adviser representatives are registered at Spectrum Financial Alliance, Ltd., L.L.C. offices in Nicholasville, Kentucky, according to the SEC's Investment Adviser Public Disclosure records, out of 4 nationwide. 2 list the CFP designation and 0 are also registered as broker representatives.

Is Spectrum Financial Alliance, Ltd., L.L.C. one of the largest advisor employers in Nicholasville?

Spectrum Financial Alliance, Ltd., L.L.C. ranks number 2 in Nicholasville by registered advisors; Edward Jones has the most, with 6.

How do I check a Spectrum Financial Alliance, Ltd., L.L.C. advisor in Nicholasville?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Spectrum Financial Alliance, Ltd., L.L.C. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.