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Managing Member and Managing Director for Asset Management; Chief Compliance Officer · Spectrum Financial Alliance, LTD., L.L.C.

Charles K. Buckley

CRD 1752633 · Named on Form ADV at one SEC-registered adviser

At a glance

Spectrum Financial Alliance, LTD., L.L.C., an SEC-registered wealth manager based in Nicholasville, KY with $813 million in regulatory assets, lists Charles K. Buckley on its Form ADV as Managing Member and Managing Director for Asset Management; Chief Compliance Officer, a control person.

Firms and roles

AtlasMembers

Charles’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Charles’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.