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Financial ADVSR advisor directory · SEC adviser records

Castellan financial advisors in Louisville, KY

Every SEC-registered investment adviser representative at a Castellan office in Louisville, A to Z.

The short answer

4 registered advisors work at Castellan in Louisville, out of 4 at the firm nationwide; it ranks number 50 in the city by advisors. 1 list the CFP designation and 0 are also registered broker representatives.

Castellan advisors in Louisville, A to Z

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Other firms in Louisville

All Louisville advisors →

Robert W. Baird & Co. Incorporated 146Morgan Stanley 81Raymond James & Associates, Inc. 53Cerity Partners LLC 48Ameriprise Financial Services, LLC 47LPL Financial LLC 44Merrill Lynch, Pierce, Fenner & Smith Incorporated 34Edward Jones 33UBS Financial Services Inc. 33J.P. Morgan Securities LLC 28State Farm Investment Management Corp. 28Private Client Services, LLC 26

Questions

How many financial advisors does Castellan have in Louisville?

4 investment adviser representatives are registered at Castellan offices in Louisville, Kentucky, according to the SEC's Investment Adviser Public Disclosure records, out of 4 nationwide. 1 list the CFP designation and 0 are also registered as broker representatives.

Is Castellan one of the largest advisor employers in Louisville?

Castellan ranks number 50 in Louisville by registered advisors; Robert W. Baird & Co. Incorporated has the most, with 146.

How do I check a Castellan advisor in Louisville?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Castellan office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.