Financial ADVSR advisor directory · SEC adviser records
LPL Financial LLC financial advisors in Spirit Lake, IA
Every SEC-registered investment adviser representative at a LPL Financial LLC office in Spirit Lake, A to Z.
The short answer
3 registered advisors work at LPL Financial LLC in Spirit Lake, out of 21,096 at the firm nationwide; it ranks number 2 in the city by advisors. 2 list the CFP designation and 3 are also registered broker representatives.
LPL Financial LLC advisors in Spirit Lake, A to Z
Every LPL Financial LLC advisor →- Lauren A. DuffyAlso a broker rep
- Cole A. MilbrathCertified Financial Planner · Also a broker rep
- Anne M. StrausCertified Financial Planner · Also a broker rep
LPL Financial LLC advisors in every city and state →LPL Financial LLC: assets, clients and custodians →LPL Financial news and advisor moves →LPL Financial LLC payout grid vs. other firms →Advisor Moves: who changed firms this week →
LPL Financial LLC advisors in other cities
San Diego, CA 743Fort Mill, SC 408Houston, TX 130Charlotte, NC 114Austin, TX 112Scottsdale, AZ 109Chicago, IL 100Las Vegas, NV 89Tampa, FL 89Seattle, WA 80Fresno, CA 79Honolulu, HI 77San Antonio, TX 77Dallas, TX 76Atlanta, GA 70
Other firms in Spirit Lake
All Spirit Lake advisors →Questions
How many financial advisors does LPL Financial LLC have in Spirit Lake?
3 investment adviser representatives are registered at LPL Financial LLC offices in Spirit Lake, Iowa, according to the SEC's Investment Adviser Public Disclosure records, out of 21,096 nationwide. 2 list the CFP designation and 3 are also registered as broker representatives.
Is LPL Financial LLC one of the largest advisor employers in Spirit Lake?
LPL Financial LLC ranks number 2 in Spirit Lake by registered advisors; Edward Jones has the most, with 4.
How do I check a LPL Financial LLC advisor in Spirit Lake?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the LPL Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.