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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Wauconda, IL

Every SEC-registered investment adviser representative at a firm office in Wauconda, with the firms that employ the most of them.

8 registered advisors work in Wauconda; the most are at Edward Jones (2). 0 list the CFP designation and 8 are also registered broker representatives.

Firms with the most advisors in Wauconda

FirmAdvisors in Wauconda
Edward Jones news2
Fifth Third Securities, Inc.2
J.P. Morgan Securities LLC news2
LPL Financial LLC news1
Strategic Advisers LLC1

Advisors in Wauconda, A to Z

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Other cities in Illinois

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Chicago 6,556Wheaton 867Oak Brook 568Naperville 546Rockford 488Deerfield 458Downers Grove 414Schaumburg 351Northbrook 333Springfield 256Oakbrook Terrace 237Lisle 227Orland Park 224Peoria 222Lombard 204Barrington 189Champaign 149Arlington Heights 144Elmhurst 143Lake Forest 141Bloomington 135Glenview 132Skokie 125Highland Park 121

Questions

How many financial advisors are in Wauconda, IL?

8 investment adviser representatives are registered at firm offices in Wauconda, Illinois, according to the SEC's Investment Adviser Public Disclosure records. 8 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Wauconda?

Edward Jones, with 2 registered advisors in Wauconda, followed by Fifth Third Securities, Inc. with 2.

How do I check a financial advisor in Wauconda?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.