Financial ADVSR advisor directory · SEC adviser records
LPL Enterprise, LLC financial advisors in Effingham, IL
Every SEC-registered investment adviser representative at a LPL Enterprise, LLC office in Effingham, A to Z.
4 registered advisors work at LPL Enterprise, LLC in Effingham, out of 2,986 at the firm nationwide; it ranks number 4 in the city by advisors. 0 list the CFP designation and 4 are also registered broker representatives.
LPL Enterprise, LLC advisors in Effingham, A to Z
Every LPL Enterprise, LLC advisor →- Lee J. NosbischAlso a broker rep
- Matthew J. RoedlAlso a broker rep
- Douglas L. SlaterAlso a broker rep
- Brandon WillisAlso a broker rep
LPL Enterprise, LLC advisors in every city and state →LPL Enterprise, LLC: assets, clients and custodians →LPL Financial news and advisor moves →LPL Enterprise, LLC payout grid vs. other firms →Advisor Moves: who changed firms this week →
LPL Enterprise, LLC advisors in other cities
Bedminster, NJ 62Irvine, CA 60Troy, MI 57Indianapolis, IN 52Warrington, PA 46Holmdel, NJ 45Melville, NY 44Atlanta, GA 42St Louis, MO 38Houston, TX 36New York, NY 36Cockeysville, MD 35Tampa, FL 35San Diego, CA 32San Jose, CA 32
Other firms in Effingham
All Effingham advisors →Midland Wealth Management 10Edward Jones 7Smith, Moore & Co. 6Wells Fargo Advisors Financial Network, LLC 4Raymond James Financial Services Advisors, Inc. 3State Farm Investment Management Corp. 3
Questions
How many financial advisors does LPL Enterprise, LLC have in Effingham?
4 investment adviser representatives are registered at LPL Enterprise, LLC offices in Effingham, Illinois, according to the SEC's Investment Adviser Public Disclosure records, out of 2,986 nationwide. 0 list the CFP designation and 4 are also registered as broker representatives.
Is LPL Enterprise, LLC one of the largest advisor employers in Effingham?
LPL Enterprise, LLC ranks number 4 in Effingham by registered advisors; Midland Wealth Management has the most, with 10.
How do I check a LPL Enterprise, LLC advisor in Effingham?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the LPL Enterprise, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.