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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Waianae, HI

Every SEC-registered investment adviser representative at a firm office in Waianae, with the firms that employ the most of them.

3 registered advisors work in Waianae; the most are at LPL Financial LLC (2). 1 list the CFP designation and 2 are also registered broker representatives.

Firms with the most advisors in Waianae

FirmAdvisors in Waianae
LPL Financial LLC news2
Hui Malama Financial Advisors LLC1

Advisors in Waianae, A to Z

CFP advisors in Waianae →

Other cities in Hawaii

All of Hawaii →

Honolulu 780Kailua 33Kahului 31Aiea 30Mililani 30Hilo 26Kaneohe 21Kailua Kona 16Kamuela 15Lihue 15Wailuku 13Kailua-Kona 12Kapolei 12Pearl City 10Kihei 9Ewa Beach 8Waipahu 8Lahaina 5Wahiawa 5

Questions

How many financial advisors are in Waianae, HI?

3 investment adviser representatives are registered at firm offices in Waianae, Hawaii, according to the SEC's Investment Adviser Public Disclosure records. 2 of them are also registered as broker representatives, and 1 list the CFP designation.

Which firm has the most financial advisors in Waianae?

LPL Financial LLC, with 2 registered advisors in Waianae, followed by Hui Malama Financial Advisors LLC with 1.

How do I check a financial advisor in Waianae?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.