Saturday, October 24, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 2026FP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam PrioritiesIN RIA M&A runs up to 5x reported totals, Steward Partners CEO says

Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Kailua Kona, HI

Every SEC-registered investment adviser representative at a firm office in Kailua Kona, with the firms that employ the most of them.

The short answer

15 registered advisors work in Kailua Kona; the most are at LPL Financial LLC (5). 3 list the CFP designation and 15 are also registered broker representatives.

Firms with the most advisors in Kailua Kona

FirmAdvisors in Kailua Kona
LPL Financial LLC news5
Edward Jones news4
Ameriprise Financial Services, LLC news2
Merrill Lynch, Pierce, Fenner & Smith Incorporated news2
State Farm Investment Management Corp.2

Advisors in Kailua Kona, A to Z

CFP advisors in Kailua Kona →

Other cities in Hawaii

All of Hawaii →

Honolulu 780Kailua 33Kahului 31Aiea 30Mililani 30Hilo 26Kaneohe 21Kamuela 15Lihue 15Wailuku 13Kapolei 12Pearl City 10Kihei 9Ewa Beach 8Waipahu 8Lahaina 5Wahiawa 5

Questions

How many financial advisors are in Kailua Kona, HI?

15 investment adviser representatives are registered at firm offices in Kailua Kona, Hawaii, according to the SEC's Investment Adviser Public Disclosure records. 15 of them are also registered as broker representatives, and 3 list the CFP designation.

Which firm has the most financial advisors in Kailua Kona?

LPL Financial LLC, with 5 registered advisors in Kailua Kona, followed by Edward Jones with 4.

How do I check a financial advisor in Kailua Kona?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.