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Financial ADVSR advisor directory · SEC adviser records

Sara-Bay Financial Corp. financial advisors in Sarasota, FL

Every SEC-registered investment adviser representative at a Sara-Bay Financial Corp. office in Sarasota, A to Z.

The short answer

3 registered advisors work at Sara-Bay Financial Corp. in Sarasota, out of 3 at the firm nationwide; it ranks number 54 in the city by advisors. 2 list the CFP designation and 0 are also registered broker representatives.

Sara-Bay Financial Corp. advisors in Sarasota, A to Z

Every Sara-Bay Financial Corp. advisor →

Sara-Bay Financial Corp. advisors in every city and state →Sara-Bay Financial Corp.: assets, clients and custodians →Advisor Moves: who changed firms this week →

Other firms in Sarasota

All Sarasota advisors →

Morgan Stanley 91Wells Fargo Clearing Services, LLC 39Merrill Lynch, Pierce, Fenner & Smith Incorporated 37LPL Financial LLC 34Strategic Advisers LLC 34Ameriprise Financial Services, LLC 23RBC Capital Markets, LLC 23Raymond James & Associates, Inc. 23Edward Jones 22Florida Financial Advisors, LLC 21Mariner 20Charles Schwab & Co., Inc. 19

Questions

How many financial advisors does Sara-Bay Financial Corp. have in Sarasota?

3 investment adviser representatives are registered at Sara-Bay Financial Corp. offices in Sarasota, Florida, according to the SEC's Investment Adviser Public Disclosure records, out of 3 nationwide. 2 list the CFP designation and 0 are also registered as broker representatives.

Is Sara-Bay Financial Corp. one of the largest advisor employers in Sarasota?

Sara-Bay Financial Corp. ranks number 54 in Sarasota by registered advisors; Morgan Stanley has the most, with 91.

How do I check a Sara-Bay Financial Corp. advisor in Sarasota?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Sara-Bay Financial Corp. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.