Saturday, October 24, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 2026FP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam PrioritiesIN RIA M&A runs up to 5x reported totals, Steward Partners CEO says

Financial ADVSR advisor directory · SEC adviser records

Compound Family Offices, LLC financial advisors in Sarasota, FL

Every SEC-registered investment adviser representative at a Compound Family Offices, LLC office in Sarasota, A to Z.

The short answer

5 registered advisors work at Compound Family Offices, LLC in Sarasota, out of 5 at the firm nationwide; it ranks number 35 in the city by advisors. 0 list the CFP designation and 0 are also registered broker representatives.

Compound Family Offices, LLC advisors in Sarasota, A to Z

Every Compound Family Offices, LLC advisor →

Compound Family Offices, LLC advisors in every city and state →Compound Family Offices, LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →

Other firms in Sarasota

All Sarasota advisors →

Morgan Stanley 91Wells Fargo Clearing Services, LLC 39Merrill Lynch, Pierce, Fenner & Smith Incorporated 37LPL Financial LLC 34Strategic Advisers LLC 34Ameriprise Financial Services, LLC 23RBC Capital Markets, LLC 23Raymond James & Associates, Inc. 23Edward Jones 22Florida Financial Advisors, LLC 21Mariner 20Charles Schwab & Co., Inc. 19

Questions

How many financial advisors does Compound Family Offices, LLC have in Sarasota?

5 investment adviser representatives are registered at Compound Family Offices, LLC offices in Sarasota, Florida, according to the SEC's Investment Adviser Public Disclosure records, out of 5 nationwide. 0 list the CFP designation and 0 are also registered as broker representatives.

Is Compound Family Offices, LLC one of the largest advisor employers in Sarasota?

Compound Family Offices, LLC ranks number 35 in Sarasota by registered advisors; Morgan Stanley has the most, with 91.

How do I check a Compound Family Offices, LLC advisor in Sarasota?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Compound Family Offices, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.