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Financial ADVSR advisor directory · SEC adviser records

Northwestern Mutual Investment Services, LLC financial advisors in Miami, FL

Every SEC-registered investment adviser representative at a Northwestern Mutual Investment Services, LLC office in Miami, A to Z.

The short answer

6 registered advisors work at Northwestern Mutual Investment Services, LLC in Miami, out of 1,946 at the firm nationwide; it ranks number 59 in the city by advisors. 2 list the CFP designation and 6 are also registered broker representatives.

Northwestern Mutual Investment Services, LLC advisors in Miami, A to Z

Every Northwestern Mutual Investment Services, LLC advisor →

Northwestern Mutual Investment Services, LLC advisors in every city and state →Northwestern Mutual Investment Services, LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →

Northwestern Mutual Investment Services, LLC advisors in other cities

Milwaukee, WI 112New York, NY 53Atlanta, GA 41Indianapolis, IN 32Chicago, IL 29Pittsburgh, PA 29Albany, NY 26Houston, TX 24Saint Louis, MO 24Irvine, CA 23Cincinnati, OH 22Raleigh, NC 22Tampa, FL 21Nashville, TN 20W Des Moines, IA 18

Other firms in Miami

All Miami advisors →

Morgan Stanley 414J.P. Morgan Securities LLC 401Merrill Lynch, Pierce, Fenner & Smith Incorporated 272Citigroup Global Markets Inc. 231Insigneo Advisory Services, LLC 144UBS Financial Services Inc. 140Sanctuary Advisors, LLC 64Raymond James & Associates, Inc. 56Equitable Advisors, LLC 52Bbva Global Wealth Advisors, Inc. 40Efg Private Wealth Management (Americas) Corp. 40Hsbc Securities (USA) Inc. 36

Questions

How many financial advisors does Northwestern Mutual Investment Services, LLC have in Miami?

6 investment adviser representatives are registered at Northwestern Mutual Investment Services, LLC offices in Miami, Florida, according to the SEC's Investment Adviser Public Disclosure records, out of 1,946 nationwide. 2 list the CFP designation and 6 are also registered as broker representatives.

Is Northwestern Mutual Investment Services, LLC one of the largest advisor employers in Miami?

Northwestern Mutual Investment Services, LLC ranks number 59 in Miami by registered advisors; Morgan Stanley has the most, with 414.

How do I check a Northwestern Mutual Investment Services, LLC advisor in Miami?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Northwestern Mutual Investment Services, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.