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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Miami Shores, FL

Every SEC-registered investment adviser representative at a firm office in Miami Shores, with the firms that employ the most of them.

7 registered advisors work in Miami Shores; the most are at Merrill Lynch, Pierce, Fenner & Smith Incorporated (2). 0 list the CFP designation and 5 are also registered broker representatives.

Firms with the most advisors in Miami Shores

FirmAdvisors in Miami Shores
Merrill Lynch, Pierce, Fenner & Smith Incorporated news2
4thought Financial Group Inc.1
Kingswood Wealth Advisors, LLC news1
LPL Financial LLC news1
Merion Road Capital Management LLC1
Raymond James & Associates, Inc. news1

Advisors in Miami Shores, A to Z

Search all of Florida →

Other cities in Florida

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Miami 3,211Tampa 3,101Jacksonville 2,411Boca Raton 1,653Orlando 1,446Palm Beach Gardens 1,305St. Petersburg 1,108Naples 1,097Coral Gables 986Sarasota 963Fort Lauderdale 742Winter Park 487West Palm Beach 482Clearwater 440Fort Myers 424Ponte Vedra Beach 418Ft. Lauderdale 316Pensacola 298Aventura 280Melbourne 278Bradenton 271Saint Petersburg 269Vero Beach 263Jupiter 262

Questions

How many financial advisors are in Miami Shores, FL?

7 investment adviser representatives are registered at firm offices in Miami Shores, Florida, according to the SEC's Investment Adviser Public Disclosure records. 5 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Miami Shores?

Merrill Lynch, Pierce, Fenner & Smith Incorporated, with 2 registered advisors in Miami Shores, followed by 4thought Financial Group Inc. with 1.

How do I check a financial advisor in Miami Shores?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.