Financial ADVSR advisor directory · SEC adviser records
LPL Financial LLC financial advisors in Coral Gables, FL
Every SEC-registered investment adviser representative at a LPL Financial LLC office in Coral Gables, A to Z.
The short answer
5 registered advisors work at LPL Financial LLC in Coral Gables, out of 21,094 at the firm nationwide; it ranks number 31 in the city by advisors. 3 list the CFP designation and 5 are also registered broker representatives.
LPL Financial LLC advisors in Coral Gables, A to Z
Every LPL Financial LLC advisor →- Michael F. AlemanAlso a broker rep
- Katherine L. HartCertified Financial Planner · Also a broker rep
- Raul A. IsernCertified Financial Planner · Also a broker rep
- Peter B. LuciaAlso a broker rep
- Yvonne K. PlachyCertified Financial Planner · Also a broker rep
LPL Financial LLC advisors in every city and state →LPL Financial LLC: assets, clients and custodians →LPL Financial news and advisor moves →LPL Financial LLC payout grid vs. other firms →Advisor Moves: who changed firms this week →
LPL Financial LLC advisors in other cities
San Diego, CA 743Fort Mill, SC 408Houston, TX 130Charlotte, NC 114Austin, TX 112Scottsdale, AZ 109Chicago, IL 100Las Vegas, NV 89Tampa, FL 89Seattle, WA 80Fresno, CA 79Honolulu, HI 77San Antonio, TX 77Dallas, TX 76Atlanta, GA 70
Other firms in Coral Gables
All Coral Gables advisors →UBS Financial Services Inc. 115Morgan Stanley 103Raymond James & Associates, Inc. 80Merrill Lynch, Pierce, Fenner & Smith Incorporated 74Wells Fargo Clearing Services, LLC 56Oppenheimer & Co. Inc. 35Bradesco Global Advisors 23Snowden Capital Advisors LLC 21Amerant Investments, Inc. 19Evensky & Katz/Foldes Wealth Management 19We Family Offices 19Stifel, Nicolaus & Company, Incorporated 17
Questions
How many financial advisors does LPL Financial LLC have in Coral Gables?
5 investment adviser representatives are registered at LPL Financial LLC offices in Coral Gables, Florida, according to the SEC's Investment Adviser Public Disclosure records, out of 21,094 nationwide. 3 list the CFP designation and 5 are also registered as broker representatives.
Is LPL Financial LLC one of the largest advisor employers in Coral Gables?
LPL Financial LLC ranks number 31 in Coral Gables by registered advisors; UBS Financial Services Inc. has the most, with 115.
How do I check a LPL Financial LLC advisor in Coral Gables?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the LPL Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.