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Financial ADVSR advisor directory · SEC adviser records

Wealth Teams Alliance financial advisors in California

Every SEC-registered investment adviser representative at a Wealth Teams Alliance office in California, by city and A to Z.

The short answer

9 registered advisors work at Wealth Teams Alliance in California, out of 11 nationwide; it's the firm's number 1 state by advisors, and the most are in Irvine (7). 2 list the CFP designation and 0 are also registered broker representatives.

Wealth Teams Alliance advisors by city in California

Every firm in California →

Irvine 7Bakersfield 1Rancho Palos Verdes 1

Wealth Teams Alliance advisors in California, A to Z

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Questions

How many Wealth Teams Alliance financial advisors are in California?

9 investment adviser representatives are registered at Wealth Teams Alliance offices in California, according to the SEC's Investment Adviser Public Disclosure records, out of 11 at the firm nationwide. 2 list the CFP designation and 0 are also registered as broker representatives.

Where in California does Wealth Teams Alliance have the most advisors?

Irvine, with 7, then Bakersfield (1). Wealth Teams Alliance has advisors in 3 cities in California.

How do I check a Wealth Teams Alliance advisor in California?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Wealth Teams Alliance office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.