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Financial ADVSR advisor directory · SEC adviser records

W&S Brokerage Services, Inc. financial advisors in California

Every SEC-registered investment adviser representative at a W&S Brokerage Services, Inc. office in California, by city and A to Z.

The short answer

4 registered advisors work at W&S Brokerage Services, Inc. in California, out of 99 nationwide; it's the firm's number 6 state by advisors, and the most are in Cerritos (3). 0 list the CFP designation and 4 are also registered broker representatives.

W&S Brokerage Services, Inc. advisors by city in California

Every firm in California →

Cerritos 3San Diego 1

W&S Brokerage Services, Inc. advisors in California, A to Z

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W&S Brokerage Services, Inc. advisors in every state →W&S Brokerage Services, Inc.: assets, clients and custodians →Advisor Moves: who changed firms this week →

W&S Brokerage Services, Inc. in other states

Ohio 46Indiana 8Florida 7Michigan 5Pennsylvania 5North Carolina 4South Carolina 4Louisiana 3Nevada 3Texas 3

Questions

How many W&S Brokerage Services, Inc. financial advisors are in California?

4 investment adviser representatives are registered at W&S Brokerage Services, Inc. offices in California, according to the SEC's Investment Adviser Public Disclosure records, out of 99 at the firm nationwide. 0 list the CFP designation and 4 are also registered as broker representatives.

Where in California does W&S Brokerage Services, Inc. have the most advisors?

Cerritos, with 3, then San Diego (1). W&S Brokerage Services, Inc. has advisors in 2 cities in California.

How do I check a W&S Brokerage Services, Inc. advisor in California?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the W&S Brokerage Services, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.