Financial ADVSR advisor directory · SEC adviser records
W&S Brokerage Services, Inc. financial advisors in Cerritos, CA
Every SEC-registered investment adviser representative at a W&S Brokerage Services, Inc. office in Cerritos, A to Z.
The short answer
3 registered advisors work at W&S Brokerage Services, Inc. in Cerritos, out of 98 at the firm nationwide; it ranks number 5 in the city by advisors. 0 list the CFP designation and 3 are also registered broker representatives.
W&S Brokerage Services, Inc. advisors in Cerritos, A to Z
Every W&S Brokerage Services, Inc. advisor →- Daniel JeongAlso a broker rep
- Jane E. KwounAlso a broker rep
- Reginald L. VensonAlso a broker rep
W&S Brokerage Services, Inc. advisors in every city and state →W&S Brokerage Services, Inc.: assets, clients and custodians →Advisor Moves: who changed firms this week →
W&S Brokerage Services, Inc. advisors in other cities
Cincinnati, OH 14Findlay, OH 6Willoughby, OH 5Daniel Island, SC 4Indianapolis, IN 4Troy, MI 4Fort Wright, KY 3Independence, OH 3Lafayette, LA 3Las Vegas, NV 3Loveland, OH 3Tampa, FL 3Westlake, TX 3Cary, NC 2Columbus, OH 2
Other firms in Cerritos
All Cerritos advisors →J.P. Morgan Securities LLC 9LPL Financial LLC 6Pfs Investments Inc. 4Merrill Lynch, Pierce, Fenner & Smith Incorporated 3
Questions
How many financial advisors does W&S Brokerage Services, Inc. have in Cerritos?
3 investment adviser representatives are registered at W&S Brokerage Services, Inc. offices in Cerritos, California, according to the SEC's Investment Adviser Public Disclosure records, out of 98 nationwide. 0 list the CFP designation and 3 are also registered as broker representatives.
Is W&S Brokerage Services, Inc. one of the largest advisor employers in Cerritos?
W&S Brokerage Services, Inc. ranks number 5 in Cerritos by registered advisors; J.P. Morgan Securities LLC has the most, with 9.
How do I check a W&S Brokerage Services, Inc. advisor in Cerritos?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the W&S Brokerage Services, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.