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Financial ADVSR advisor directory · SEC adviser records

Thoroughbred Financial Services, LLC financial advisors in Tennessee

Every SEC-registered investment adviser representative at a Thoroughbred Financial Services, LLC office in Tennessee, by city and A to Z.

The short answer

32 registered advisors work at Thoroughbred Financial Services, LLC in Tennessee, out of 32 nationwide; it's the firm's number 1 state by advisors, and the most are in Brentwood (23). 4 list the CFP designation and 32 are also registered broker representatives.

Thoroughbred Financial Services, LLC advisors by city in Tennessee

Every firm in Tennessee →

Brentwood 23Jackson 6Knoxville 2Columbia 1

Thoroughbred Financial Services, LLC advisors in Tennessee, A to Z

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Questions

How many Thoroughbred Financial Services, LLC financial advisors are in Tennessee?

32 investment adviser representatives are registered at Thoroughbred Financial Services, LLC offices in Tennessee, according to the SEC's Investment Adviser Public Disclosure records, out of 32 at the firm nationwide. 4 list the CFP designation and 32 are also registered as broker representatives.

Where in Tennessee does Thoroughbred Financial Services, LLC have the most advisors?

Brentwood, with 23, then Jackson (6). Thoroughbred Financial Services, LLC has advisors in 4 cities in Tennessee.

How do I check a Thoroughbred Financial Services, LLC advisor in Tennessee?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Thoroughbred Financial Services, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.