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Financial ADVSR advisor directory · SEC adviser records

The Sterling Group financial advisors in California

Every SEC-registered investment adviser representative at a The Sterling Group office in California, by city and A to Z.

The short answer

4 registered advisors work at The Sterling Group in California, out of 4 nationwide; it's the firm's number 1 state by advisors, and the most are in Pasadena (4). 1 list the CFP designation and 4 are also registered broker representatives.

The Sterling Group advisors by city in California

Every firm in California →

Pasadena 4

The Sterling Group advisors in California, A to Z

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The Sterling Group advisors in every state →The Sterling Group: assets, clients and custodians →Advisor Moves: who changed firms this week →

Questions

How many The Sterling Group financial advisors are in California?

4 investment adviser representatives are registered at The Sterling Group offices in California, according to the SEC's Investment Adviser Public Disclosure records, out of 4 at the firm nationwide. 1 list the CFP designation and 4 are also registered as broker representatives.

Where in California does The Sterling Group have the most advisors?

Pasadena, with 4. The Sterling Group has advisors in 1 city in California.

How do I check a The Sterling Group advisor in California?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the The Sterling Group office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.