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Financial ADVSR advisor directory · SEC adviser records

Summit Global Investments, LLC financial advisors in California

Every SEC-registered investment adviser representative at a Summit Global Investments, LLC office in California, by city and A to Z.

The short answer

4 registered advisors work at Summit Global Investments, LLC in California, out of 90 nationwide; it's the firm's number 3 state by advisors, and the most are in Atascadero (1). 0 list the CFP designation and 1 are also registered broker representatives.

Summit Global Investments, LLC advisors by city in California

Every firm in California →

Atascadero 1Canoga Park 1Fremont 1Oceanside 1

Summit Global Investments, LLC advisors in California, A to Z

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Summit Global Investments, LLC advisors in every state →Summit Global Investments, LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →

Summit Global Investments, LLC in other states

Utah 64Colorado 11Arizona 3Massachusetts 3

Questions

How many Summit Global Investments, LLC financial advisors are in California?

4 investment adviser representatives are registered at Summit Global Investments, LLC offices in California, according to the SEC's Investment Adviser Public Disclosure records, out of 90 at the firm nationwide. 0 list the CFP designation and 1 are also registered as broker representatives.

Where in California does Summit Global Investments, LLC have the most advisors?

Atascadero, with 1, then Canoga Park (1). Summit Global Investments, LLC has advisors in 4 cities in California.

How do I check a Summit Global Investments, LLC advisor in California?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Summit Global Investments, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.