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Financial ADVSR advisor directory · SEC adviser records

Sowa Financial Group financial advisors in Rhode Island

Every SEC-registered investment adviser representative at a Sowa Financial Group office in Rhode Island, by city and A to Z.

The short answer

4 registered advisors work at Sowa Financial Group in Rhode Island, out of 4 nationwide; it's the firm's number 1 state by advisors, and the most are in Lincoln (4). 3 list the CFP designation and 2 are also registered broker representatives.

Sowa Financial Group advisors by city in Rhode Island

Every firm in Rhode Island →

Lincoln 4

Sowa Financial Group advisors in Rhode Island, A to Z

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Questions

How many Sowa Financial Group financial advisors are in Rhode Island?

4 investment adviser representatives are registered at Sowa Financial Group offices in Rhode Island, according to the SEC's Investment Adviser Public Disclosure records, out of 4 at the firm nationwide. 3 list the CFP designation and 2 are also registered as broker representatives.

Where in Rhode Island does Sowa Financial Group have the most advisors?

Lincoln, with 4. Sowa Financial Group has advisors in 1 city in Rhode Island.

How do I check a Sowa Financial Group advisor in Rhode Island?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Sowa Financial Group office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.