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Financial ADVSR advisor directory · SEC adviser records

Sound Financial Investment Management, LLC financial advisors in Ohio

Every SEC-registered investment adviser representative at a Sound Financial Investment Management, LLC office in Ohio, by city and A to Z.

The short answer

3 registered advisors work at Sound Financial Investment Management, LLC in Ohio, out of 3 nationwide; it's the firm's number 1 state by advisors, and the most are in Vandalia (2). 2 list the CFP designation and 1 are also registered broker representatives.

Sound Financial Investment Management, LLC advisors by city in Ohio

Every firm in Ohio →

Vandalia 2Dayton 1

Sound Financial Investment Management, LLC advisors in Ohio, A to Z

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Questions

How many Sound Financial Investment Management, LLC financial advisors are in Ohio?

3 investment adviser representatives are registered at Sound Financial Investment Management, LLC offices in Ohio, according to the SEC's Investment Adviser Public Disclosure records, out of 3 at the firm nationwide. 2 list the CFP designation and 1 are also registered as broker representatives.

Where in Ohio does Sound Financial Investment Management, LLC have the most advisors?

Vandalia, with 2, then Dayton (1). Sound Financial Investment Management, LLC has advisors in 2 cities in Ohio.

How do I check a Sound Financial Investment Management, LLC advisor in Ohio?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Sound Financial Investment Management, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.