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Financial ADVSR advisor directory · SEC adviser records

Round Rock Advisors LLC financial advisors in Connecticut

Every SEC-registered investment adviser representative at a Round Rock Advisors LLC office in Connecticut, by city and A to Z.

The short answer

7 registered advisors work at Round Rock Advisors LLC in Connecticut, out of 8 nationwide; it's the firm's number 1 state by advisors, and the most are in Wilton (7). 2 list the CFP designation and 0 are also registered broker representatives.

Round Rock Advisors LLC advisors by city in Connecticut

Every firm in Connecticut →

Wilton 7

Round Rock Advisors LLC advisors in Connecticut, A to Z

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Questions

How many Round Rock Advisors LLC financial advisors are in Connecticut?

7 investment adviser representatives are registered at Round Rock Advisors LLC offices in Connecticut, according to the SEC's Investment Adviser Public Disclosure records, out of 8 at the firm nationwide. 2 list the CFP designation and 0 are also registered as broker representatives.

Where in Connecticut does Round Rock Advisors LLC have the most advisors?

Wilton, with 7. Round Rock Advisors LLC has advisors in 1 city in Connecticut.

How do I check a Round Rock Advisors LLC advisor in Connecticut?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Round Rock Advisors LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.