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Financial ADVSR advisor directory · SEC adviser records

Round Rock Advisors LLC financial advisors in Wilton, CT

Every SEC-registered investment adviser representative at a Round Rock Advisors LLC office in Wilton, A to Z.

The short answer

7 registered advisors work at Round Rock Advisors LLC in Wilton, out of 8 at the firm nationwide; it ranks number 2 in the city by advisors. 2 list the CFP designation and 0 are also registered broker representatives.

Round Rock Advisors LLC advisors in Wilton, A to Z

Every Round Rock Advisors LLC advisor →

Round Rock Advisors LLC advisors in every city and state →Round Rock Advisors LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →

Round Rock Advisors LLC advisors in other cities

Harrison, NY 1

Other firms in Wilton

All Wilton advisors →

Trivium Point Advisory, LLC 10Strategic Advisers LLC 5Ameriprise Financial Services, LLC 4Raymond James Financial Services Advisors, Inc. 4Stonebridge Advisors LLC 4Agilis Investment Management LLC 3Osaic Wealth, Inc. 3

Questions

How many financial advisors does Round Rock Advisors LLC have in Wilton?

7 investment adviser representatives are registered at Round Rock Advisors LLC offices in Wilton, Connecticut, according to the SEC's Investment Adviser Public Disclosure records, out of 8 nationwide. 2 list the CFP designation and 0 are also registered as broker representatives.

Is Round Rock Advisors LLC one of the largest advisor employers in Wilton?

Round Rock Advisors LLC ranks number 2 in Wilton by registered advisors; Trivium Point Advisory, LLC has the most, with 10.

How do I check a Round Rock Advisors LLC advisor in Wilton?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Round Rock Advisors LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.