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Est. 2026The front page of wealth managementNew York

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Financial ADVSR advisor directory · SEC adviser records

Rothman Investment Management, LLC financial advisors in California

Every SEC-registered investment adviser representative at a Rothman Investment Management, LLC office in California, by city and A to Z.

The short answer

3 registered advisors work at Rothman Investment Management, LLC in California, out of 3 nationwide; it's the firm's number 1 state by advisors, and the most are in Atascadero (3). 1 list the CFP designation and 0 are also registered broker representatives.

Rothman Investment Management, LLC advisors by city in California

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Atascadero 3

Rothman Investment Management, LLC advisors in California, A to Z

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Questions

How many Rothman Investment Management, LLC financial advisors are in California?

3 investment adviser representatives are registered at Rothman Investment Management, LLC offices in California, according to the SEC's Investment Adviser Public Disclosure records, out of 3 at the firm nationwide. 1 list the CFP designation and 0 are also registered as broker representatives.

Where in California does Rothman Investment Management, LLC have the most advisors?

Atascadero, with 3. Rothman Investment Management, LLC has advisors in 1 city in California.

How do I check a Rothman Investment Management, LLC advisor in California?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Rothman Investment Management, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.