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Financial ADVSR advisor directory · SEC adviser records

Rothman Investment Management, LLC financial advisors in Atascadero, CA

Every SEC-registered investment adviser representative at a Rothman Investment Management, LLC office in Atascadero, A to Z.

The short answer

3 registered advisors work at Rothman Investment Management, LLC in Atascadero, out of 3 at the firm nationwide; it ranks number 1 in the city by advisors. 1 list the CFP designation and 0 are also registered broker representatives.

Rothman Investment Management, LLC advisors in Atascadero, A to Z

Every Rothman Investment Management, LLC advisor →

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Questions

How many financial advisors does Rothman Investment Management, LLC have in Atascadero?

3 investment adviser representatives are registered at Rothman Investment Management, LLC offices in Atascadero, California, according to the SEC's Investment Adviser Public Disclosure records, out of 3 nationwide. 1 list the CFP designation and 0 are also registered as broker representatives.

Is Rothman Investment Management, LLC one of the largest advisor employers in Atascadero?

Rothman Investment Management, LLC ranks number 1 in Atascadero by registered advisors, ahead of every other firm.

How do I check a Rothman Investment Management, LLC advisor in Atascadero?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Rothman Investment Management, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.