Financial ADVSR advisor directory · SEC adviser records
Rock Elm Capital Management LLC financial advisors in Connecticut
Every SEC-registered investment adviser representative at a Rock Elm Capital Management LLC office in Connecticut, by city and A to Z.
The short answer
3 registered advisors work at Rock Elm Capital Management LLC in Connecticut, out of 3 nationwide; it's the firm's number 1 state by advisors, and the most are in Darien (3). 0 list the CFP designation and 1 are also registered broker representatives.
Rock Elm Capital Management LLC advisors by city in Connecticut
Every firm in Connecticut →Rock Elm Capital Management LLC advisors in Connecticut, A to Z
Search by name →- Paul S. GreggDarien
- Edward L. HoganDarien
- Karr McCurdyDarien
Rock Elm Capital Management LLC advisors in every state →Advisor Moves: who changed firms this week →
Questions
How many Rock Elm Capital Management LLC financial advisors are in Connecticut?
3 investment adviser representatives are registered at Rock Elm Capital Management LLC offices in Connecticut, according to the SEC's Investment Adviser Public Disclosure records, out of 3 at the firm nationwide. 0 list the CFP designation and 1 are also registered as broker representatives.
Where in Connecticut does Rock Elm Capital Management LLC have the most advisors?
Darien, with 3. Rock Elm Capital Management LLC has advisors in 1 city in Connecticut.
How do I check a Rock Elm Capital Management LLC advisor in Connecticut?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Rock Elm Capital Management LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.