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Financial ADVSR advisor directory · SEC adviser records

Providence Capital Advisors, LLC financial advisors in North Carolina

Every SEC-registered investment adviser representative at a Providence Capital Advisors, LLC office in North Carolina, by city and A to Z.

The short answer

7 registered advisors work at Providence Capital Advisors, LLC in North Carolina, out of 7 nationwide; it's the firm's number 1 state by advisors, and the most are in Charlotte (7). 4 list the CFP designation and 0 are also registered broker representatives.

Providence Capital Advisors, LLC advisors by city in North Carolina

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Charlotte 7

Providence Capital Advisors, LLC advisors in North Carolina, A to Z

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Questions

How many Providence Capital Advisors, LLC financial advisors are in North Carolina?

7 investment adviser representatives are registered at Providence Capital Advisors, LLC offices in North Carolina, according to the SEC's Investment Adviser Public Disclosure records, out of 7 at the firm nationwide. 4 list the CFP designation and 0 are also registered as broker representatives.

Where in North Carolina does Providence Capital Advisors, LLC have the most advisors?

Charlotte, with 7. Providence Capital Advisors, LLC has advisors in 1 city in North Carolina.

How do I check a Providence Capital Advisors, LLC advisor in North Carolina?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Providence Capital Advisors, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.