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Financial ADVSR advisor directory · SEC adviser records

Nomura Capital Management LLC financial advisors in New York

Every SEC-registered investment adviser representative at a Nomura Capital Management LLC office in New York, by city and A to Z.

The short answer

11 registered advisors work at Nomura Capital Management LLC in New York, out of 40 nationwide; it's the firm's number 2 state by advisors, and the most are in New York (15). 0 list the CFP designation and 11 are also registered broker representatives.

Nomura Capital Management LLC advisors by city in New York

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New York 15

Nomura Capital Management LLC advisors in New York, A to Z

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Nomura Capital Management LLC advisors in every state →Nomura Capital Management LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →

Nomura Capital Management LLC in other states

Pennsylvania 20

Questions

How many Nomura Capital Management LLC financial advisors are in New York?

11 investment adviser representatives are registered at Nomura Capital Management LLC offices in New York, according to the SEC's Investment Adviser Public Disclosure records, out of 40 at the firm nationwide. 0 list the CFP designation and 11 are also registered as broker representatives.

Where in New York does Nomura Capital Management LLC have the most advisors?

New York, with 15. Nomura Capital Management LLC has advisors in 1 city in New York.

How do I check a Nomura Capital Management LLC advisor in New York?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Nomura Capital Management LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.