Financial ADVSR advisor directory · SEC adviser records
Kovack Advisors, Inc. financial advisors in California
Every SEC-registered investment adviser representative at a Kovack Advisors, Inc. office in California, by city and A to Z.
The short answer
6 registered advisors work at Kovack Advisors, Inc. in California, out of 239 nationwide; it's the firm's number 3 state by advisors, and the most are in Orange (3). 2 list the CFP designation and 6 are also registered broker representatives.
Kovack Advisors, Inc. advisors by city in California
Every firm in California →Kovack Advisors, Inc. advisors in California, A to Z
Search by name →- Ralph G. AdamoNewport Beach · Chartered Financial Consultant
- Frank P. AnderesFresno
- Desiree M. LasiewskiOrange · Certified Financial Planner
- Chun Yong LiuCity Of Industry
- Hung T. SamOrange
- Paul A. SeigOrange · Certified Financial Planner
Kovack Advisors, Inc. advisors in every state →Kovack Advisors, Inc.: assets, clients and custodians →Advisor Moves: who changed firms this week →
Kovack Advisors, Inc. in other states
Florida 170Georgia 15Texas 5Alabama 4Connecticut 3New York 3Ohio 3Tennessee 3
Questions
How many Kovack Advisors, Inc. financial advisors are in California?
6 investment adviser representatives are registered at Kovack Advisors, Inc. offices in California, according to the SEC's Investment Adviser Public Disclosure records, out of 239 at the firm nationwide. 2 list the CFP designation and 6 are also registered as broker representatives.
Where in California does Kovack Advisors, Inc. have the most advisors?
Orange, with 3, then City Of Industry (1). Kovack Advisors, Inc. has advisors in 4 cities in California.
How do I check a Kovack Advisors, Inc. advisor in California?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Kovack Advisors, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.