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Est. 2026The front page of wealth managementNew York

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Financial ADVSR advisor directory · SEC adviser records

Herold Advisors, Inc. financial advisors in New York

Every SEC-registered investment adviser representative at a Herold Advisors, Inc. office in New York, by city and A to Z.

The short answer

12 registered advisors work at Herold Advisors, Inc. in New York, out of 12 nationwide; it's the firm's number 1 state by advisors, and the most are in New York (9). 0 list the CFP designation and 12 are also registered broker representatives.

Herold Advisors, Inc. advisors by city in New York

Every firm in New York →

New York 9Melville 1Staten Island 1W Islip 1

Herold Advisors, Inc. advisors in New York, A to Z

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Herold Advisors, Inc. advisors in every state →Herold Advisors, Inc.: assets, clients and custodians →Advisor Moves: who changed firms this week →

Questions

How many Herold Advisors, Inc. financial advisors are in New York?

12 investment adviser representatives are registered at Herold Advisors, Inc. offices in New York, according to the SEC's Investment Adviser Public Disclosure records, out of 12 at the firm nationwide. 0 list the CFP designation and 12 are also registered as broker representatives.

Where in New York does Herold Advisors, Inc. have the most advisors?

New York, with 9, then Melville (1). Herold Advisors, Inc. has advisors in 4 cities in New York.

How do I check a Herold Advisors, Inc. advisor in New York?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Herold Advisors, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.