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Financial ADVSR advisor directory · SEC adviser records

Guidance Capital, Inc. financial advisors in Kentucky

Every SEC-registered investment adviser representative at a Guidance Capital, Inc. office in Kentucky, by city and A to Z.

The short answer

7 registered advisors work at Guidance Capital, Inc. in Kentucky, out of 7 nationwide; it's the firm's number 1 state by advisors, and the most are in Louisville (7). 3 list the CFP designation and 2 are also registered broker representatives.

Guidance Capital, Inc. advisors by city in Kentucky

Every firm in Kentucky →

Louisville 7

Guidance Capital, Inc. advisors in Kentucky, A to Z

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Guidance Capital, Inc. advisors in every state →Guidance Capital, Inc.: assets, clients and custodians →Advisor Moves: who changed firms this week →

Questions

How many Guidance Capital, Inc. financial advisors are in Kentucky?

7 investment adviser representatives are registered at Guidance Capital, Inc. offices in Kentucky, according to the SEC's Investment Adviser Public Disclosure records, out of 7 at the firm nationwide. 3 list the CFP designation and 2 are also registered as broker representatives.

Where in Kentucky does Guidance Capital, Inc. have the most advisors?

Louisville, with 7. Guidance Capital, Inc. has advisors in 1 city in Kentucky.

How do I check a Guidance Capital, Inc. advisor in Kentucky?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Guidance Capital, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.