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Managing Partner and Financial Planner / Chief Compliance Officer · Guidance Capital, Inc.

Beau J. Handy

CRD 6015760 · Named on Form ADV at 3 SEC-registered advisers

At a glance

Guidance Capital, Inc., an SEC-registered wealth manager based in Louisville, KY with $450 million in regulatory assets, lists Beau J. Handy on its Form ADV as Managing Partner and Financial Planner / Chief Compliance Officer, a control person. The SEC filings also name Beau at 2 other registered advisers.

Firms and roles

  • Guidance Capital, Inc.Managing Partner and Financial Planner / Chief Compliance OfficerWealth manager · Louisville, KY · $450M in regulatory assets
  • Dynamic Market Advantage, LLCManaging Member and Chief Compliance OfficerAsset manager · Louisville, KY · $362M in regulatory assets
  • Dmlo Wealth Planning, LLCDirector and Financial AdvisorWealth manager · Louisville, KY · $30M in regulatory assets

AtlasMembers

Beau’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
3 firmsLocked
Control-person status
3 firmsLocked
When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Beau’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.